-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KOeyAYwPWYypqnMK08w9M6KEG/BweuHgoCm9oCm3JylZLjGFTDDaPzvy69e3MaiD cDA/GhcapCH6A+3a9oSZAw== /in/edgar/work/0000905718-00-000391/0000905718-00-000391.txt : 20001128 0000905718-00-000391.hdr.sgml : 20001128 ACCESSION NUMBER: 0000905718-00-000391 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20001127 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: THESTREET COM CENTRAL INDEX KEY: 0001080056 STANDARD INDUSTRIAL CLASSIFICATION: [7374 ] IRS NUMBER: 615150824 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-56341 FILM NUMBER: 777271 BUSINESS ADDRESS: STREET 1: 14 WALL ST 14TH FL CITY: NEW YORK STATE: NY ZIP: 10005 BUSINESS PHONE: 2122714004 MAIL ADDRESS: STREET 1: 14 WALL ST 14TH FL CITY: NEW YORK STATE: NY ZIP: 10005 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ROCKER DAVID A /NY/ CENTRAL INDEX KEY: 0000919275 STANDARD INDUSTRIAL CLASSIFICATION: [0000 ] STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 45 ROCKEFELLER PLAZA STREET 2: SUITE 1759 CITY: NEW YORK STATE: NY ZIP: 10111 BUSINESS PHONE: 212-397-1220 SC 13G 1 0001.txt SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 THESTREET.COM, INC. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, Par Value $.01 per share - -------------------------------------------------------------------------------- (Title of Class of Securities) 88368Q103 - -------------------------------------------------------------------------------- (CUSIP Number) November 16, 2000 - -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule 13G is filed: [ ] Rule 13d-1(b) [X] Rule 13d-1(c) [ ] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP NO. 88368Q103 ________________________________________________________________________________ 1. Names of Reporting Persons. I.R.S. Identification Nos. Of Above Persons (entities only): David A. Rocker ________________________________________________________________________________ 2. Check the Appropriate Box if a Member of a Group (See Instructions) (a)______ (b)_______ ________________________________________________________________________________ 3. SEC Use Only ________________________________________________________________________________ 4. Citizenship or Place of Organization: United States ________________________________________________________________________________ Number of Shares Beneficially Owned by 5. Sole Voting Power 1,383,038* Each Reporting Person With: 6. Shared Voting Power 0 7. Sole Dispositive Power 1,383,038* 8. Shared Dispositive Power 0 ________________________________________________________________________________ 9. Aggregate Amount Beneficially Owned by Each Reporting Person: 1,383,038* ________________________________________________________________________________ 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions): N/A ________________________________________________________________________________ 11. Percent of Class Represented by Amount in Row (9): 5.2% ________________________________________________________________________________ 12. Type of Reporting Person (See Instructions): IN ________________________________________________________________________________ * 574,400 of such shares of The Street.com, Inc. common stock (the "Common Stock") are owned by Rocker Partners, L.P., a New York limited partnership, and 808,638 of such shares of Common Stock are owned by Compass Holdings, Ltd., a corporation organized under the International Business Companies Ordinance of the British Virgin Islands. David A. Rocker, in his capacity as the sole managing partner of Rocker Partners, L.P., and, through Rocker Offshore Management Company, Inc., as the investment advisor to Compass Holdings, Ltd, possesses sole voting and dispositive power over all 1,383,038 shares of Common Stock. ________________________________________________________________________________ Item 1. (a) Name Of Issuer: TheStreet.com, Inc. ________________________________________________________________________________ (b) Address of Issuer's Principal Executive Offices: 14 Wall Street, 14th Floor, New York, New York 10005 ________________________________________________________________________________ Item 2. (a) Name of Person Filing: David A. Rocker ________________________________________________________________________________ (b) Address of Principal Business Office or, if none, Residence: c/o Rocker Partners, L.P., Suite 1759, 45 Rockefeller Plaza, New York, New York 10111 ________________________________________________________________________________ (c) Citizenship: United States ________________________________________________________________________________ (d) Title of Class of Securities: Common Stock ________________________________________________________________________________ (e) CUSIP Number: 88368Q103 ________________________________________________________________________________ Item 3. If this statement is filed pursuant to ss.ss.240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: (a) [ ] Broker or dealer registered under Section 15 of the Act (15 U.S.C. 78o); (b) [ ] Bank as defined in Section 3(a)(6) of the Act (15 U.S.C. 78c); (c) [ ] Insurance company as defined in Section 3(a)(19) of the Act (15 U.S.C. 78c); (d) [ ] Investment company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8); (e) [ ] An investment adviser in accordance with Sections 240.13d-1(b)(1)(ii)(E); (f) [ ] An employee benefit plan or endowment fund in accordance withss.240.13d- 1(b)(1)(ii)(F); (g) [ ] A parent holding company or control person in accordance withss.240.13d- 1(b)(1)(ii)(G); (h) [ ] A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); (i) [ ] A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); (j) [ ] Group, in accordance withss.240.13d-1(b)(1)(ii)(J). Item 4. Ownership. (a) Amount beneficially owned (as of November 16, 2000): 1,383,038 (b) Percent of Class (as of November 16, 2000): 5.2% (c) Number of shares as to which the person has: (i) Sole power to vote or to direct the vote: 1,383,038 (ii) Shared power to vote or to direct the vote: 0 (iii) Sole power to dispose or to direct the disposition of: 1,383,038 (iv) Shared power to dispose or to direct the disposition of: 0 Item 5. Ownership of Five Percent or Less of a Class. If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [ ]. Item 6. Ownership of More Than Five Percent on Behalf of Another Person. N/A Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company. N/A Item 8. Identification and Classification of Members of the Group. N/A Item 9. Notice of Dissolution of Group. N/A Item 10. Certification. By signing below, I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of such securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. November 27, 2000 Date /s/David A. Rocker ___________________________ David A. Rocker Attention: Intentional misstatements or omissions of fact constitute Federal criminal violations (See 18 U.S.C. 1001) -----END PRIVACY-ENHANCED MESSAGE-----